0
1
CLINICAL SYNTHESIS   |    
Suicide Risk: Navigating the Failure Modes
Yad M. Jabbarpour, M.D.; Geetha Jayaram, M.D., M.B.A.
FOCUS 2011;9:186-193.
View Author and Article Information

CME Disclosure

Yad M. Jabbarpour, M.D., Clinical Assistant Professor, University of Virginia School of Medicine, Catawba, VA.

Reports no competing interests.

Geetha Jayaram, M.D., M.B.A., Associate Professor, Departments of Psychiatry and Health Policy and Management, Johns Hopkins School of Medicine, Baltimore, MD.

Advisory Board. Janssen

Address correspondence to Yad M. Jabbarpour, M.D., DFAPA, University of Virginia School of Medicine, Catawba Hospital, PO Box 200, Catawba, VA 24070; e-mail: yad.jabbarpour@dbhds.virginia.gov

A 38-year-old podiatrist, well known in his small community, was admitted through the emergency department to a local hospital. He was brought in by the police who discovered him in his crashed car; he had presumably driven the car off a cliff. The patient suffered multiple fractures and injuries for which he was treated in the emergency department. A sister, his closest relative, found a suicide note at his home. She lived approximately 2 hours away. The police were sure this was a serious, but miraculously failed suicide attempt. The patient was transferred to a locked, inpatient psychiatric service where a history was taken.

Much of his childhood history was unremarkable. He had graduated from high school, had completed podiatric medical school, and had set up a practice not far from where he grew up. He was well liked by his patients, had a pleasant manner, and was fairly popular in his community. It emerged during the hospitalization that the patient, who was an avid skier, had stolen expensive ski equipment from several stores, and this had come to the notice of local law enforcement. The patient had ongoing marital conflicts with his wife from whom he was separated. They had three young children who were now with his wife and with whom he had sporadic contact as she lived a few hours away with her parents. His solo practice had declined, and his business was on the brink of ruin.

In the hospital, the patient was placed on observation for ongoing suicidal ideation, severe depression, anhedonia, poor self-care, hopelessness, and tearfulness. Several medications were tried without much improvement. He was then given ECT [electroconvulsive therapy] with good results. Gradually, he began to improve, was more engageable, and attended groups but was not always forthcoming about his concerns. He continued to be anxious and did not always sleep well. The patient was transferred to an open ward with no privilege restrictions, and his treatment with a SNRI [serotonin-norepinephrine reuptake inhibitor] continued. His sister visited him on and off. The nurses tried to mobilize the patient toward establishing life goals, but he had a hard time focusing. At least three psychiatrists treated the patient, making notes that were hard to interpret in the chart. It was unclear from the chart review whether they were members of the same practice or whether they had spoken to one another about the patient.

The patient learned that the police had charged him; he was awaiting a hearing. He also heard that his wife now wanted a divorce and wanted full custody of their children. He spoke to the treatment team and asked the social worker to contact his sister. He told his sister that he wanted her to handle all his affairs and prepared a note to that effect. He remained on an open unit without observation but was still on 15-minute checks. Early one morning soon after he saw his sister, the patient was found hanging from a makeshift hook in the bathroom of his room. On the 15-minute checks the previous night, the nurse had thought he was in bed. He had placed pillows under the sheets, deceiving the nurse into thinking he was in bed. The family, colleagues, and staff were devastated. Clinicians asked themselves: "What did I miss? Could I have prevented this? Does this mean I am not a good psychiatrist? Will I be sued?

In the words of Robert I. Simon, M.D. "There are two kinds of psychiatrists: those who have had patients commit suicide and those who will" (1). Suicide is a high-risk, yet relatively low-frequency event that we are not good at predicting (2). There are more than 30,000 suicides per year in the United States (3). Of these, 5%—6% occur in hospitals (3), translating to nearly 1,800 inpatient suicides per year. Suicide had been the number one Joint Commission Sentinel Event in our nation in 2005 (4). Suicide as a hospital sentinel event was more common than operative and postoperative complications, more common than wrong-site surgeries, and more common than medication errors. It is now the fifth most frequently reported sentinel event by The Joint Commission (Sentinel Event Statistics 2004—2010). (5) Suicide is the number one cause of psychiatric malpractice settlements and verdicts (6). It was the fifth most frequently reported Sentinel Event by The Joint Commission (Sentinel Event Statistics 2004—2010).

Psychiatrists and organizations cannot expect to wait for the suicides or lawsuits to occur to realize opportunities for change and improvement. There will be mistakes despite good psychiatrists practicing within good systems of care. Barriers exist for individual clinicians within themselves, their treatment teams, their organizations, and mental health systems, creating failure modes affecting suicide risk assessment and risk reduction.

Failures can and do occur in systems of care. Failure modes are problems that might occur at various levels in the risk assessment, management, and treatment of a person at risk and result in a suicide. A failure mode and effect analysis (FMEA) is a prospective analysis of the entire system and process of suicide risk assessment and management that assesses where high-risk problems might occur. The final goal of an FMEA is to then mitigate or, if possible, eliminate the failure points to change the process, design, or system to support improved care and safety for the patient and improved success for the clinician. Failure modes can be extrapolated from the realm of common allegations of negligence, as summarized by Scott and colleagues' (6) (Table 1).

 
Anchor for Jump
Table 1.

Common Allegations of Negligence

Failures of the system can be organized across a spectrum of eight areas, ranging from the quality of the suicide risk assessment to appropriate training and orientation. In each of the eight areas of failure modes, the subsequent solutions can be viewed through multiple lenses, including the scope of 1) the individual clinician, 2) the team, 3) the organization, and 4) the entire system. Table 2 summarizes the failure modes and some of the strategies to overcome barriers to effective suicide risk assessment and risk reduction (713).

 
+

Is "NO SI (suicidal ideation)" a good enough suicide risk assessment?

In the study of Busch et al. (3) of patients who committed suicide while inpatients or immediately after discharge, 78% denied suicidal ideation at their last communication. The greatest clinical root cause of inpatient suicide is a failure in clinical assessment (Figure 1). Reported suicides have increased by 20% from 2005 to 2008.

 
Anchor for JumpAnchor for Jump
Figure 1.Root Causes of Inpatient Suicides (1995—2005).

[Reproduced with permission from JCAHO sentinel event data (11).]

Clinicians are not able to predict suicide. However, psychiatric standard of care requires a suicide risk assessment (6). Suicide risk assessment should entail the following five elements:

 
Anchor for Jump
Table 3.

Potential Suicide Static and Dynamic Risk Factors and Risk Reduction Factors

 
Anchor for Jump
Table 4.

The Dozen A's of Suicide Risk

 
Anchor for Jump
Table 5.

Potential Elements of Crisis Plan

Barriers to improved patient safety in regard to suicide also exist beyond the scale of the psychiatrist into the regions of the team, organization, and system (Table 2).

Evidence supports the fact that psychiatrists are not able to predict suicide (2). However, suicide risk assessment and risk reduction are attainable. The right skill, teamwork, and system support minimize the risk for the patient and physician. With the failure modes for suicide being addressed, the case of the podiatrist presented here might have had a different outcome. Awareness of the barriers to safe patient care is the first step toward improving suicide risk. Once identified, means to overcome these barriers can be put in place. Psychiatrists can be more confident in suicide risk assessment and reduction, thereby improving patient safety.

  • Document your thinking, assessment, and plan.

  • Suicide prediction is not the standard; suicide risk assessment is the standard.

  • Suicide risk assessment entails a) eliciting patient's suicidality and risk factors and risk reduction factors and b) pursuing and reviewing all available resources from records to colleagues' family.

  • Formulation is

  • Estimate risk for the near future.

  • Build a therapeutic alliance with the patient and family, supporting hope and recovery.

  • Maintain awareness of countertransference issues and manage.

  • Do not rely on safety/suicide contracts.

  • Consider consults and second opinions.

  • Management and treatment are driven by the suicide risk assessment, targeting decreasing dynamic suicide risk factors and strengthening dynamic risk reduction factors.

  • Reassess suicide risk—especially at high-risk times—e.g., admission, discontinuation of 1:1 precautions, times of psychosocial change for the patient, before passes and discharge, before termination, and at other transition points.

  • Develop a relapse prevention plan to help mitigate relapse of suicide risk.

  • Support open teamwork and communication with colleagues in a setting of mutual respect and structured hand-off communication.

  • Work in a setting with

Simon RI: Suicide risk assessment: what is the standard of care?  J Am Acad Psychiatry Law   2002; 30:340—344
[PubMed]
 
American Psychiatric Association: APA Practice Guideline for the Assessment and Treatment of Patients with Suicidal Behaviors.  Am J Psychiatry   2003; 160(11 suppl):1—60
[CrossRef]
 
Busch KA, Fawcett J, Jacobs DG: Clinical correlates of inpatient suicide.  J Clin Psychiatry   2003; 64:14—19
[CrossRef]
 
Joint Commission on Accreditation of Healthcare Organizations: Sentinel event statistics: as of December 31, 2005. http://www.jointcommission.org/NR/rdonlyres/6FBAF4C1—F90E-410C—8C1D—5DA5A64F9B30/0/se_stats_1231.pdf
 
The Joint Commission: Summary Data of Sentinel Events Reviewed by The Joint Commission,  2011. http://www.jointcommission.org/assets/1/18/SE_Data_Summary_4Q_2010_(v2).pdf
 
Scott CL, Resnick PJ: Patient suicide and litigation, in Textbook of Suicide Assessment and Management. Edited by Simon RI, Hales RE.  Arlington, VA,  American Psychiatric Publishing, Inc.,  2006, pp 530—531
 
Silverman MM, Berman AL, Bongar B, Litman RE, Maris RW: Inpatient standards of care and the suicidal patient. Part II: an integration with clinical risk management.  Suicide Life Threat Behav   1994; 24:152—169
[PubMed]
 
Torrey WC, Drake RE, Dixon L, Burns BJ, Flynn L, Rush AJ, Clark RE, Klatzker D: Implementing evidence-based practices for persons with severe mental illness.  Psychiatr Serv   2001; 52:45—50
[CrossRef] | [PubMed]
 
Drake RE, Goldman HH, Leff HS, Lehman AF, Dixon L, Mueser KT, Torrey WC: Implementing evidence-based practices for persons with severe mental illness.  Psychiatr Serv   2001; 52:179—182
[CrossRef] | [PubMed]
 
National Patient Safety Goals: Improve Communication, Requirement, Applies to Ambulatory Care, Assisted Living, Behavioral Health Care, Critical Access Hospitals, Disease Specific Care, Home Care, Hospitals, Laboratories, Long Term Care, Office Based Surgery.  Oakbrook, IL,  Joint Commission on Accreditation of Healthcare Organizations  2011. http://www.jointcommission.org/standards_information/npsgs.aspx
 
McGreevey M (ed):  Reducing the Risk of Suicide .  Oakbrook, IL,  Joint Commission on Accreditation of Healthcare Organizations,  2005, p 13—14
 
Joint Commission on Accreditation of Healthcare Organizations: JCAHO sentinel event data, root causes of inpatient suicides 1995—2005. http://www.jcaho.org/accredited+organizations/ambulatory+care/sentinel+events/rc+inpatient+suicides.htm
 
Jayaram G, Sporney H, Perticone P: The utility of 15 minute checks in inpatient settings and its effectiveness.  Psychiatry (Edgmont)   2010; 7:46—49
[PubMed]
 
Magellan Behavioral Health: Clinical Practice Guideline for Assessing and Managing the Suicidal Patient,  2010. https://www.magellanprovider.com/MHS/MGL/providing care/clinical guidelines/clin prac guidelines/suicide.pdf
 
Simon RT: Suicide Risk: Guidelines for Clinically Based Risk Management.  Arlington, VA,  American Psychiatric Publishing, Inc.,  2004
 
Jacobs DG: Guide to Suicide Assessment and Intervention.  Boston, MA,  Harvard Medical School,  1999
 
Guidelines for Identification, Assessment, and Treatment Planning for Suicidality.  Cambridge, MA,  Risk Management Foundation of the Harvard Medical Institutions,  1996
 
Preventing Patient Suicide.  Oakbrook, IL,  Joint Commission on Accreditation of Healthcare Organizations,  2000
 
Shea S: The Practical Art of Suicide Assessment: A Guide for Mental Health Professionals and Substance Abuse Counselors.  New York,  John Wiley & Sons,  2002
 
Mays D: Structured assessment methods may improve suicide prevention,  Psychiatric Ann   2004; 34:367—372
 
American Academy of Child and Adolescent Psychiatry: Practice Parameters for the assessment and treatment of children and adolescents with suicidal behavior.  J Am Acad Child Adolesc Psychiatry   2001; 40:7
[CrossRef]
 
American Academy of Child and Adolescent Psychiatry: 10-year research update review: suicide risk and prevention.  J Am Acad Child Adolesc Psychiatry   2003; 42:4
[CrossRef] | [PubMed]
 
Hayes LM: Prison Suicide: An Overview and Guide to Prevention. U.S. Department of Justice, National Institute of Corrections,  June  1995. http://www.nicic.org/pubs/1995/012475.pdf
 
American Correctional Association: Standards for Adult Correctional Institutions Facilities, 4th ed.  Lanham, MD,  American Correctional Association,  2003
 
American Correctional Association: Performance-Based Standards for Adult Local Detention Facilities, 4th ed.  Lanham, MD,  American Correctional Association,  2004
 
Brown GK: A Review of Suicide Assessment Measures for Intervention Research with Adults and Older Adults.  Bethesda, MD,  National Institute of Mental Health,  2000
 
Goldsmith SK, Pellmar TC, Kleinman AM, Bunney WE (eds):  Reducing Suicide: A National Imperative .  Washington, DC,  National Academies Press,  2002, pp 229—270, 345
 
Brown KB, Ten Have T, Henriques GR, Xie SX, Hollander JE, Beck AT: Cognitive therapy for the prevention of suicide attempts, a randomized controlled trial.  JAMA   2005; 294:563—570
[CrossRef] | [PubMed]
 
References Container

Figure 1. Root Causes of Inpatient Suicides (1995—2005).[Reproduced with permission from JCAHO sentinel event data (11).]
Anchor for Jump
Table 1.

Common Allegations of Negligence

Anchor for Jump
Table 2.

Suicide Risk Assessment for Overcoming the Barriers

Anchor for Jump
Table 3.

Potential Suicide Static and Dynamic Risk Factors and Risk Reduction Factors

Anchor for Jump
Table 4.

The Dozen A's of Suicide Risk

Anchor for Jump
Table 5.

Potential Elements of Crisis Plan

+

References

Simon RI: Suicide risk assessment: what is the standard of care?  J Am Acad Psychiatry Law   2002; 30:340—344
[PubMed]
 
American Psychiatric Association: APA Practice Guideline for the Assessment and Treatment of Patients with Suicidal Behaviors.  Am J Psychiatry   2003; 160(11 suppl):1—60
[CrossRef]
 
Busch KA, Fawcett J, Jacobs DG: Clinical correlates of inpatient suicide.  J Clin Psychiatry   2003; 64:14—19
[CrossRef]
 
Joint Commission on Accreditation of Healthcare Organizations: Sentinel event statistics: as of December 31, 2005. http://www.jointcommission.org/NR/rdonlyres/6FBAF4C1—F90E-410C—8C1D—5DA5A64F9B30/0/se_stats_1231.pdf
 
The Joint Commission: Summary Data of Sentinel Events Reviewed by The Joint Commission,  2011. http://www.jointcommission.org/assets/1/18/SE_Data_Summary_4Q_2010_(v2).pdf
 
Scott CL, Resnick PJ: Patient suicide and litigation, in Textbook of Suicide Assessment and Management. Edited by Simon RI, Hales RE.  Arlington, VA,  American Psychiatric Publishing, Inc.,  2006, pp 530—531
 
Silverman MM, Berman AL, Bongar B, Litman RE, Maris RW: Inpatient standards of care and the suicidal patient. Part II: an integration with clinical risk management.  Suicide Life Threat Behav   1994; 24:152—169
[PubMed]
 
Torrey WC, Drake RE, Dixon L, Burns BJ, Flynn L, Rush AJ, Clark RE, Klatzker D: Implementing evidence-based practices for persons with severe mental illness.  Psychiatr Serv   2001; 52:45—50
[CrossRef] | [PubMed]
 
Drake RE, Goldman HH, Leff HS, Lehman AF, Dixon L, Mueser KT, Torrey WC: Implementing evidence-based practices for persons with severe mental illness.  Psychiatr Serv   2001; 52:179—182
[CrossRef] | [PubMed]
 
National Patient Safety Goals: Improve Communication, Requirement, Applies to Ambulatory Care, Assisted Living, Behavioral Health Care, Critical Access Hospitals, Disease Specific Care, Home Care, Hospitals, Laboratories, Long Term Care, Office Based Surgery.  Oakbrook, IL,  Joint Commission on Accreditation of Healthcare Organizations  2011. http://www.jointcommission.org/standards_information/npsgs.aspx
 
McGreevey M (ed):  Reducing the Risk of Suicide .  Oakbrook, IL,  Joint Commission on Accreditation of Healthcare Organizations,  2005, p 13—14
 
Joint Commission on Accreditation of Healthcare Organizations: JCAHO sentinel event data, root causes of inpatient suicides 1995—2005. http://www.jcaho.org/accredited+organizations/ambulatory+care/sentinel+events/rc+inpatient+suicides.htm
 
Jayaram G, Sporney H, Perticone P: The utility of 15 minute checks in inpatient settings and its effectiveness.  Psychiatry (Edgmont)   2010; 7:46—49
[PubMed]
 
Magellan Behavioral Health: Clinical Practice Guideline for Assessing and Managing the Suicidal Patient,  2010. https://www.magellanprovider.com/MHS/MGL/providing care/clinical guidelines/clin prac guidelines/suicide.pdf
 
Simon RT: Suicide Risk: Guidelines for Clinically Based Risk Management.  Arlington, VA,  American Psychiatric Publishing, Inc.,  2004
 
Jacobs DG: Guide to Suicide Assessment and Intervention.  Boston, MA,  Harvard Medical School,  1999
 
Guidelines for Identification, Assessment, and Treatment Planning for Suicidality.  Cambridge, MA,  Risk Management Foundation of the Harvard Medical Institutions,  1996
 
Preventing Patient Suicide.  Oakbrook, IL,  Joint Commission on Accreditation of Healthcare Organizations,  2000
 
Shea S: The Practical Art of Suicide Assessment: A Guide for Mental Health Professionals and Substance Abuse Counselors.  New York,  John Wiley & Sons,  2002
 
Mays D: Structured assessment methods may improve suicide prevention,  Psychiatric Ann   2004; 34:367—372
 
American Academy of Child and Adolescent Psychiatry: Practice Parameters for the assessment and treatment of children and adolescents with suicidal behavior.  J Am Acad Child Adolesc Psychiatry   2001; 40:7
[CrossRef]
 
American Academy of Child and Adolescent Psychiatry: 10-year research update review: suicide risk and prevention.  J Am Acad Child Adolesc Psychiatry   2003; 42:4
[CrossRef] | [PubMed]
 
Hayes LM: Prison Suicide: An Overview and Guide to Prevention. U.S. Department of Justice, National Institute of Corrections,  June  1995. http://www.nicic.org/pubs/1995/012475.pdf
 
American Correctional Association: Standards for Adult Correctional Institutions Facilities, 4th ed.  Lanham, MD,  American Correctional Association,  2003
 
American Correctional Association: Performance-Based Standards for Adult Local Detention Facilities, 4th ed.  Lanham, MD,  American Correctional Association,  2004
 
Brown GK: A Review of Suicide Assessment Measures for Intervention Research with Adults and Older Adults.  Bethesda, MD,  National Institute of Mental Health,  2000
 
Goldsmith SK, Pellmar TC, Kleinman AM, Bunney WE (eds):  Reducing Suicide: A National Imperative .  Washington, DC,  National Academies Press,  2002, pp 229—270, 345
 
Brown KB, Ten Have T, Henriques GR, Xie SX, Hollander JE, Beck AT: Cognitive therapy for the prevention of suicide attempts, a randomized controlled trial.  JAMA   2005; 294:563—570
[CrossRef] | [PubMed]
 
References Container
+
+

CME Activity

Add a subscription to complete this activity and earn CME credit.
Sample questions:
1.
Which of the following is an example of the "new rules" for patient/consumer expectations of their health care system as described by the Institute of Medicine's ‘Quality Chasm’ series?

See Harding: Figure 1: The 10 rules for patient/consumer expectations of their health care system, p 156
2.
What is the estimated lag in the translation of biomedical research into actual clinical practice, also known as the "bench to bedside" delay?

See Harding: Why Quality Matters, p 153
3.
Understanding and improving the current state of health care quality in clinicians' own practices falls primarily under which of the general competencies?

See Harding: Why Quality Matters, p 154
Submit a Comments
Please read the other comments before you post yours. Contributors must reveal any conflict of interest.
Comments are moderated and will appear on the site at the discertion of APA editorial staff.

* = Required Field
(if multiple authors, separate names by comma)
Example: John Doe



Related Content
Articles
Books
Manual of Clinical Psychopharmacology, 7th Edition > Chapter 1.  >
Manual of Clinical Psychopharmacology, 7th Edition > Chapter 10.  >
The American Psychiatric Publishing Textbook of Psychiatry, 5th Edition > Chapter 3.  >
The American Psychiatric Publishing Textbook of Psychiatry, 5th Edition > Chapter 41.  >
The American Psychiatric Publishing Textbook of Psychiatry, 5th Edition > Chapter 43.  >
Topic Collections
Psychiatric News
APA Guidelines
PubMed Articles